Tag Archives: Michael Giokas

Fortune Financial Broker Barred By FINRA For Obstruction

April 05, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Michael Giokas of Clarence New York is a stockbroker formerly registered with Fortune Financial Services, Inc. who has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he obstructed a FINRA investigation into allegations of his fraudulent conduct. Letter of Acceptance Waiver and […]

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