Michael B. Barnett of Nashville Tennessee a stockbroker formerly registered with JJB Hilliard WL Lyons is the subject of a customer initiated investment related arbitration claim which was settled for $130,000.00 in damages based upon allegations that the customer had been sold unsuitable Breitburn Energy investments and that a contract between the customer and Hilliard […]
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Tag Archives: Michael B. Barnett
Investors Bring FINRA Arbitration Claim Against Hilliard Lyons For Unsuitable Recommendations
November 30, 2020 | Posted by : Guiliano Law Group | FINRA Securities Arbitration, Investment and Regulatory News, Securities Arbitration Claims, Unsuitable Investment Recommendations | Comments Off on Investors Bring FINRA Arbitration Claim Against Hilliard Lyons For Unsuitable Recommendations
Customer Sues JJB Hillard WL Lyons For Suitability
November 21, 2017 | Posted by : Guiliano Law Group | Investment and Regulatory News, Unsuitable Investment Recommendations | 0 Comments
Michael B. Barnett of Marion, Illinois, a stockbroker currently registered with J.J.B. Hilliard, W.L. Lyons, LLC, is the subject of a customer initiated investment related civil action, in which the customer requested more than $5,000.00 in damages based on allegations that over-the-counter equities and stock transactions had been effected in the customer’s account which were neither […]
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