Tag Archives: Michael Anthony McGregor

Blackbook Stockbroker Suspended By FINRA For Suitability

March 22, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Michael Anthony McGregor of New York New York is a stockbroker formerly registered with Blackbook Capital LLC who has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that he effected unsuitable trades in a customer’s account. Letter of Acceptance Waiver and […]

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