Tag Archives: Michael Allen Toy

LPL Financial LLC Named In Toy Complaint

Michael Allen Toy, of Sunnyvale, California, a stockbroker currently registered with LPL Financial LLC, has been named in a customer initiated investment related written complaint on January 11, 2017, based upon allegations that Toy failed to abide by the customer’s investment instructions concerning the trading of mutual fund investments. Financial Industry Regulatory Authority (FINRA) Public […]

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