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Raymond James Stockbroker Sanctioned For Taking Funds From Elderly Customer

November 30, 2020 | Posted by : Guiliano Law Group | Customer Loans, FINRA Securities Arbitration, Investment and Regulatory News | Comments Off

Michael Alan Biedny of Clarence New York a stockbroker formerly registered with Raymond James Financial Services has been fined $5,000.00 and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that Biedny concealed from Raymond James that he took $118,000 from a senior customer. […]

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Raymond James Stockbroker Sanctioned For Taking Funds From Elderly Customer

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