Tag Archives: Melissa A. Strouse

First Financial Equity Corporation Chief Sanctioned For Failure To Supervise

March 16, 2017  |   Posted by :   |   Failure To Supervise   |   0 Comments

Melissa A. Strouse, of San Diego, California, a stockbroker currently registered with First Financial Equity Corporation, has been fined $10,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any principal capacity based upon an FINRA Office of Hearing Officers’ Order Accepting Offer of Settlement containing findings that she failed to […]

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