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Merrill Lynch Stockbroker Sanctioned For Suitability

October 05, 2017 | Posted by : Guiliano Law Group | Unsuitable Investment Recommendations | 0 Comments

Mehran Tazhibi, of Berkeley, California, a stockbroker formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, has been fined $10,000.00 and suspended for two months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded upon consenting to findings that he made unsuitable recommendations to customers regarding municipal bonds. Letter […]

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Merrill Lynch Stockbroker Sanctioned For Suitability

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