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Stockbroker Fined $10,000 for Trading in Account of Deceased Customer

Evidently, it slipped the mind of one New York stockbroker that dead men can’t trade. Eric Anthony Foster, a stockbroker with Halcyon Cabot Partners Ltd., has been fined $10,000 by the Financial Industry Regulatory Authority (FINRA) and suspended for three months for unauthorized trading in the account of a deceased customer while he worked for […]

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Stockbroker Fined $10,000 for Trading in Account of Deceased Customer

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