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EJ Sterling Stockbroker Suspended For Churning and Unauthorized Trading

January 26, 2017 | Posted by : Guiliano Law Group | Boilerroom Sales, Churning, Investment and Regulatory News | 0 Comments

Matthew Meehan, a stockbroker formerly registered with E.J. Sterling, LLC, has been fined $15,000.00 and suspended for twelve months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he effected unsuitable trades in customer accounts. Letter of Acceptance, Waiver and Consent, No. 2016050114901 (Jan. 11, 2017). According […]

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EJ Sterling Stockbroker Suspended For Churning and Unauthorized Trading

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