Matthew Leon White of Little Rock Arkanas a stockbroker formerly registered with MML Investors Services LLC (also known as MassMutual) has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that White neglected to comply with FINRA’s instructions during the period in which he was being…
Matthew Leon White of Little Rock Arizona a broker formerly employed by MML Investors Services LLC has been fined $5,000.00 by Arkansas based upon consenting to the Arkansas Securities Department’s findings that White sold away from his firm. Case No. S-18-0105 (Oct. 17, 2018). According to the Order, prior to White having become registered with…