Tag Archives: Matthew Lee Geiser

Investors Accuse Principal Securities Of Misrepresentation

Matthew Lee Geiser of Grand Island Nebraska a stockbroker formerly registered with Principal Securities Inc. is the subject of a customer initiated investment related complaint which has been settled for $63,653.28 in damages on January 22, 2018 founded on accusations that Geiser falsified information concerning the guaranteed returns of an annuity he sold to the […]

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Independent Financial Group Broker Barred By Regulator

June 08, 2017  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Matthew Lee Geiser, of Grand Island, Nebraska, a stockbroker formerly registered with Independent Financial Group, LLC, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Geiser failed to cooperate in an investigation into allegations that he misstated information to customers about variable […]

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