Tag Archives: Maroof Miyana

IAA Stockbroker Barred By FINRA Following Criminal Conviction

Maroof Miyana of Pompano Beach Florida a stockbroker formerly employed by IAA Financial LLC has been suspended on March 26, 2018 from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on allegations that Miyana neglected to furnish information to FINRA personnel in regard to his compliance with a customer initiated […]

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Legend Securities Named In Customer Securities Arbitration

December 23, 2016  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims   |   0 Comments

Maroof Miyana, of Pompano Beach, Florida, a stockbroker formerly registered with Legend Securities, Inc., has been subject to a customer initiated investment related arbitration claim from November 24, 2014, which settled for $72,000.00 in damages based upon allegations that Miyana effected unsuitable transactions in the customer’s investment account. FINRA Public Disclosure also reveals that on […]

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