Tag Archives: Markel Newton

Markel Newton Expelled For Lying About Private Placement Offerings

Markel Newton, also known as DT Securities, headquartered Toluca Lake, California, as well Daniel Markel, the firm’s president, owner, and chief compliance officer, and chief executive officer, were censured by Financial Industry Regulatory Authority (FINRA) after consenting to findings that the firm and Markel, inter alia, made misrepresentations to customers and engaged in unsuitable investment […]

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