Tag Archives: Mark Tauzin

LPL Financial Stockbroker Suspended For Unsuitable Trading

Mark TauzinĀ of Lafayette, Louisiana, a stockbroker formerly associated with LPL Financial LLC, was fined $20,000.00 and suspended for eight months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he effected unsuitable trades of unit investment trusts in customer accounts. Letter of Acceptance, Waiver and Consent, […]

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