Tag Archives: Mark Schklar

BBT Securities Stockbroker Suspended For Selling Away

April 20, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Mark Schklar, of New Woodstock, New York, stockbroker formerly registered with BB&T Securities, LLC, has been fined $10,000.00 and suspended for eight months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he sold away from his firm. Letter of Acceptance, Waiver and Consent, No. […]

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