Tag Archives: Mark S. Prokay

Western and Southern Broker Prokay Barred In Investigation

November 15, 2015  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News   |   0 Comments

Mark S. Prokay of New Castle, Pennsylvania, a registered representative with W&S Brokerage Services, Inc. and affiliated with Western Southern Life, was permanently barred from association with any Financial Industry Regulatory Authority (FINRA) member firm in any and all capacities after consenting to findings that he failed to cooperate with a FINRA investigation into allegations […]

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