Tag Archives: Mark S. Katz

UBS Financial Sued For Unsuitable Recommendations

Mark S. Katz of Houston Texas a stockbroker currently registered with UBS Financial Services Inc. is the subject of a customer initiated investment related arbitration claim in which the customer requested $866,000.00 in damages supported by allegations that (1) unsuitable recommendations had been made to the customer concerning investment reallocations and (2) misrepresentations were made […]

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