Tag Archives: Mark S. Garfinkel

Oppenheimer & Company Named in Customer Arbitration Alleging Misrepresentation

November 30, 2016  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims   |   0 Comments

Mark S. Garfinkel, of Boca Raton, Florida, a stockbroker with Oppenheimer & Co. Inc., has been subject to a customer initiated investment related arbitration claim on February 18, 2015, based upon allegations that Garfinkel made misrepresentations to the customer concerning investments, and effected unsuitable investments in the customer’s account. FINRA Public Disclosure reveals that Garfinkel […]

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