Tag Archives: Mark Robert Holcombe

Source Capital Group Stockbroker Suspended For Private Securities Transactions

December 17, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Mark Robert Holcombe, of Westport, Connecticut, a stockbroker formerly registered with Source Capital Group, Inc., has been fined $10,000.00 and suspended from associating with a Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he participated in unauthorized private securities transactions. Letter of Acceptance, Waiver and Consent, No. 2015048236401 (Dec. […]

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