Tag Archives: Mark Joseph Flanagan

FINRA Bars Citigroup Broker For Failure To Cooperate

Mark Joseph Flanagan of Highland Park Illinois a stockbroker formerly registered with Citigroup Global Markets Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Flanagan obstructed a FINRA investigation into his alleged unauthorized and unsuitable transactions. Letter of Acceptance Waiver and […]

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FINRA Bars Citigroup Broker For Failure To Pay Citigroup

Mark Joseph Flanagan of Highland Park, Illinois, a stockbroker formerly registered with Citigroup Global Markets Inc., has been suspended on June 7, 2018 from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by allegations that he failed to pay Citigroup $102,022.26 in compensatory damages pursuant to FINRA Arbitration Award No. […]

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