Mark Joseph Boucher of Carlsbad California a former stockbroker of Raymond James Financial Services and former investment adviser representative of SCF Investment Advisors Inc. has been charged by Securities and Exchange Commission (SEC) with engaging in a fraudulent scheme during the period that he controlled Strategic Wealth Advisors Group (SWAG). Securities and Exchange Commission v. […]
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Tag Archives: Mark Joseph Boucher
Raymond James Stockbroker Charged By SEC With Fraud
March 31, 2021 | Posted by : Guiliano Law Group | FINRA Securities Arbitration, Investment and Regulatory News, Misappropriation of Funds, Securities Fraud, Stockbroker Theft | Comments Off on Raymond James Stockbroker Charged By SEC With Fraud
Investors Sue Raymond James For Stockbroker Theft
April 08, 2020 | Posted by : Guiliano Law Group | Misappropriation of Funds, Stockbroker Theft | Comments Off on Investors Sue Raymond James For Stockbroker Theft
Mark Joseph Boucher of Carlsbad California a stockbroker formerly registered with Raymond James Financial Services Inc. is the subject of a customer initiated investment related written complaint which was settled on January 24, 2020 for $542,444.83 in damages based upon allegations that (1) the customer’s signature had been forged by Boucher and (2) the customer’s […]
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