Mark Fred Augusta (also known as Mark Fredrick Augusta), of Cardiff, California, a stockbroker registered with Hilltop Securities Inc., was the subject of a customer initiated investment related FINRA securities arbitration claim that was settled for $24,999.00 in damages based upon allegations that Augusta engaged in unauthorized trading and made unsuitable investment recommendations when Augusta…
Mark Fred Augusta, of Solana Beach, California, a stockbroker formerly registered with Wedbush Securities Inc., is the subject of a customer initiated investment related arbitration claim, in which the customer was awarded 250,000.00 in compensatory damages, $1,080,000.00 in punitive damages, and $110,000.00 in disgorged commissions on July 13, 2017, supported by allegations against Augusta and…