Tag Archives: Mark Fallon Kregor

Investors Claim Baird Stockbroker Recommended Unsuitable Investments

September 14, 2020  |   Posted by :   |   Securities Arbitration Claims, Unsuitable Investment Recommendations   |   Comments Off on Investors Claim Baird Stockbroker Recommended Unsuitable Investments

Mark Fallon Kregor of Louisville Kentucky a stockbroker currently registered with Roger W. Baird Co. is the subject of a customer initiated investment related arbitration claim in which the customer sought unspecified damages based upon allegations that over-the-counter equities recommendations were not suitable and had led the customer to experience losses through Robert W. Baird. […]

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J.J.B. Hilliard Sued Over Oil And Gas Investments

Mark Fallon Kregor of Louisville Kentucky a stockbroker currently registered with J.J.B. Hilliard W.L. Lyons LLC is referenced in a customer initiated investment related arbitration claim which was settled for $87,500.00 in damages founded on accusations that the customer was placed into defective oil and gas investments which resulted in losses. FINRA Arbitration No. 18-03128 […]

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JJB Hilliard WL Lyons In Suitability Arbitration

July 29, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Mark Fallon Kregor, of Louisville, Kentucky, a stockbroker formerly registered with J.J.B. Hilliard, W.L. Lyons, LLC, is the subject of a customer initiated investment related arbitration claim on May 1, 2017, wherein the customer requested $374,141.00 in damages based upon allegations that Kregor effected over-the-counter equity transactions in the customer’s account that were not suitable […]

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