Tag Archives: Mark Douglas Panfil

RBC Capital Sued By Customer For Unauthorized Trading

May 01, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Mark Douglas Panfil of El Segundo California a stockbroker formerly registered with RBC Capital Markets LLC is the subject of a customer initiated investment related arbitration claim where the customer alleged that variable annuity trades were placed in the customer’s account between 2009 and 2016 that were neither authorized nor suitable for the customer. Financial […]

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