Tag Archives: Mark Christopher Quale

First Financial Equity Corporation Stockbroker Terminated For Forgery

January 05, 2017  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

Mark Christopher Quale, a stockbroker formerly registered with First Financial Equity Corporation, was terminated by his firm on March 31, 2016, based upon allegations that Quale furnished documents to First Financial Equity Corporation containing customer signatures which were not genuine. FINRA Public Disclosure reveals that Quale has been named in four customer arbitrations concerning allegations […]

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