Tag Archives: Mariner Wealth Advisors LLC

Montage Broker Investigated For Unauthorized Trading

March 12, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Harry Francis Couglar of San Diego California is a stockbroker formerly registered with Montage Securities LLC who is the subject of a Financial Industry Regulatory Authority (FINRA) Wells Notice where FINRA recommended that disciplinary action be pursued against Couglar for his unauthorized trading in customer accounts and for Couglar’s failure to report his activities to […]

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