Tag Archives: Marilyn Ashley Genery

LPL Financial Fires Stockbroker For Suitability

August 02, 2017  |   Posted by :   |   Variable Annuites   |   0 Comments

Marilyn Ashley Genery, of Portsmouth, New Hampshire, a formerly registered with LPL Financial LLC, was terminated from employment on November 15, 2016, based upon allegations that he violated the firm’s procedures regarding customer account documentation. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on May 12, 2017, a customer filed an investment related written […]

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