Tag Archives: Maria Nancy Tamburro

FINRA Bars Ameriprise Stockbroker For Unauthorized Trading

June 12, 2018  |   Posted by :   |   Investment and Regulatory News, Unauthorized Trading   |   0 Comments

Maria Nancy Tamburro of Florham Park New Jersey a stockbroker formerly registered with Ameriprise Financial Services Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that she effected unauthorized trades in customer accounts and failed to timely cooperate with FINRA’s investigation into […]

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