Tag Archives: Marco Antonio Daniel

PFS Investments Stockbroker Suspended for Unauthorized Loans

January 21, 2016  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Marco Antonio Daniel of Chula Vista, California, a stockbroker with PFS Investments, Inc., was suspended for four months from association with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity after engaging in unauthorized loans with a customer and engaging in an unauthorized outside business activity. Letter of Acceptance, Waiver and Consent, No. […]

Read More »