Marco A. Daniel, of Chula Vista, California, a stockbroker currently registered with PFS Investments Inc., has been suspended from conducting business with California residents in an insurance capacity pursuant to a California Department of Insurance Order containing findings that Daniel was sanctioned by Financial Industry Regulatory Authority (FINRA) for sales practice violations. PLBS 10438-AP (Apr. […]
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Tag Archives: Marco A. Daniel
PFS Investments Stockbroker Suspended By Regulator
June 19, 2017 | Posted by : Guiliano Law Group | Customer Loans, Investment and Regulatory News | 0 Comments