Tag Archives: Marco A. Daniel

PFS Investments Stockbroker Suspended By Regulator

June 19, 2017  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

Marco A. Daniel, of Chula Vista, California, a stockbroker currently registered with PFS Investments Inc., has been suspended from conducting business with California residents in an insurance capacity pursuant to a California Department of Insurance Order containing findings that Daniel was sanctioned by Financial Industry Regulatory Authority (FINRA) for sales practice violations. PLBS 10438-AP (Apr. […]

Read More »