Marc S. Steinberg of Boca Raton Florida is a stockbroker formerly registered with Dawson James Securities, Inc. who is the subject of customer initiated investment related complaint in which the customer sought $16,833.18 in damages supported by accusations that unsuitable equity transactions had been effected in the customer’s account. Financial Industry Regulatory Authority (FINRA) Public […]
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Tag Archives: Marc S. Steinberg
Customer Accuses Dawson James of Misconduct
April 18, 2018 | Posted by : Guiliano Law Group | Boilerroom Sales, Investment and Regulatory News | 0 Comments