Tag Archives: Marc Francis Rogers

Investors Sue Wells Fargo For Misrepresentation

Marc Francis Rogers (also known as Buck Rogers) of East Palo Alto California a stockbroker currently registered with Wells Fargo Clearing Services LLC is referenced in a customer initiated investment related arbitration claim where the customer sought $1,300,000.00 in damages supported by accusations that (1) the customer was placed into investments and insurance products which […]

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Customer Files Arbitration Against Wells Fargo For Omissions

July 29, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Marc Francis Rogers, of East Palo Alto, California, is the subject of a customer initiated investment related written arbitration claim on May 2, 2017, wherein the customer requested an estimated $5,000.00 in damages based upon allegations that he failed to adequately apprise the customer concerning tax liabilities associated with securities transactions effected in the customer’s […]

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