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FINRA Fines PHX Stockbroker For Unauthorized Trading

Marc Augusta Reda of New York, New York, a stockbroker formerly registered with PHX Financial, Inc., has been fined $5,000.00 and suspended for three months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Reda, inter alia, traded in customer accounts without authorization. Letter of […]

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FINRA Fines PHX Stockbroker For Unauthorized Trading

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