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Newport Coast Securities Broker Suspended for Churning

November 03, 2015 | Posted by : Guiliano Law Group | Churning, Excessive Trading, Failure To Supervise, FINRA Securities Arbitration, Investment and Regulatory News | 0 Comments

Marc A. Arena of Westbury, New York, a stockbroker with Newport Coast Securities, Inc., was suspended for twenty-three months from associating with any Financial Industry Regulatory Authority (FINRA) member firm in a principal capacity, while being suspended for ten business days from association with any FINRA member firm in any capacity per an Order Accepting […]

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Newport Coast Securities Broker Suspended for Churning

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