Tag Archives: Manuel David Lozano

Customer Sues Stifel Nicolaus For Misrepresentation

May 17, 2018  |   Posted by :   |   Elder Financial Abuse, Investment and Regulatory News   |   0 Comments

Manuel David Lozano of Pasadena California a stockbroker currently employed by Stifel Nicolaus Company Inc. is the subject of a customer initiated investment related arbitration claim where the customer requested $250,000.00 in damages based upon allegations of (1) misrepresentation (2) suitability and (3) elder abuse pertaining to the customer’s corporate debt investments. Financial Industry Regulatory […]

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