M. Tyler Bonds, of Newport Beach, California, a stockbroker formerly registered with LPL Financial LLC, has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he entered into a loan arrangement with a customer in violation of his firm’s policies. […]
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Tag Archives: M. Tyler Bonds
LPL Financial Stockbroker Suspended Bad Loan
July 05, 2017 | Posted by : Guiliano Law Group | Customer Loans, Investment and Regulatory News | 0 Comments