Tag Archives: M. Tyler Bonds

LPL Financial Stockbroker Suspended Bad Loan

July 05, 2017  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

M. Tyler Bonds, of Newport Beach, California, a stockbroker formerly registered with LPL Financial LLC, has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he entered into a loan arrangement with a customer in violation of his firm’s policies. […]

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