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FINRA Bars Cambridge Stockbroker In Wire Fraud Investigation

November 30, 2020 | Posted by : Guiliano Law Group | FINRA Securities Arbitration, Investment and Regulatory News, Misappropriation of Funds, Securities Fraud, Stockbroker Theft | Comments Off

Lynn Dale Cawthorne of Shreveport Louisiana a stockbroker formerly registered with Cambridge Investment Research Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to a Decision and Order of Offer of Settlement containing findings of Cawthorne failing to comply with FINRA during an investigation concerning Cawthorne’s […]

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FINRA Bars Cambridge Stockbroker In Wire Fraud Investigation

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