Tag Archives: Luis Jacob Alayo Riera

Raymond James Fires Broker During Investigation

September 15, 2017  |   Posted by :   |   Selling Away and Outside Activities   |   0 Comments

Luis Jacob Alayo Riera, of Miami Beach, Florida, a stockbroker registered with Raymond James & Associates, was fired on December 22, 2016, based upon allegations that he failed to comply with the terms of an internal investigation into his activities involving the facilitation of investment activities away from Raymond James. Financial Industry Regulatory Authority (FINRA) […]

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