Luis Currais Lopez of Dorchester Massachusetts a stockbroker formerly employed by Santander Securities LLC has been identified in a customer initiated investment related arbitration claim which has been resolved for $12,000.00 in damages founded on accusations that (1) transactions failed to be adequately supervised by the securities broker dealer (2) false or misleading statements had […]
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Tag Archives: Luis Currais Lopez
Santander Sued By Investors For Fraud
January 22, 2020 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, Failure To Supervise, Investment and Regulatory News, Securities Arbitration Claims, Securities Fraud, Stockbroker Negligence | 0 Comments
Santander Securities Continues To Be Sued By Investors For Fraud
January 28, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Mutual Fund Fraud, Over Concentration, Securities Arbitration Claims, Securities Fraud, Unsuitable Investment Recommendations | 0 Comments
Luis Currais Lopez of Dorchester Massachusetts a stockbroker formerly registered with Santander Securities LLC is referenced in a customer initiated investment related arbitration claim in which the customer sought $65,000.00 in damages supported by accusations that (1) fiduciary duties were breached (2) the customer was falsely induced into inaction upon discovering volatility in the customer’s […]
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