Tag Archives: Louis Frederick Scherschel

Sigma Financial Fires Stockbroker for Misconduct

October 05, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Louis Frederick Scherschel, of Sleepy Hollow, Illinois, a stockbroker formerly registered with Sigma Financial Corporation, was fired on September 11, 2015, supported by allegations that he failed to abide by the policies of Sigma Financial Corporation regarding correspondence. Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Scherschel has been subject of a customer initiated […]

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