John Robert Openshaw, of Irvine, California, a stockbroker formerly registered with Newport Coast Securities, Inc., has been named in a customer initiated investment related written complaint on February 8, 2017, in which the customer requested $70,000.00 in damages based upon allegations that from 2014 to 2017, Openshaw churned the customer’s investment portfolio and effected mutual […]
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Tag Archives: Lombard Securities
Newport Coast Named In Complaint Alleging Churning
November 01, 2017 | Posted by : Guiliano Law Group | Churning, Investment and Regulatory News | 0 Comments