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LM Kohn And Company Named In Customer Arbitration Claim

November 18, 2016 | Posted by : Guiliano Law Group | Failure To Supervise, Investment and Regulatory News | 0 Comments

Charles Ehnot of Dunmore, Pennsylvania, a stockbroker currently registered with LM Kohn & Company, settled a customer initiated investment related arbitration based upon allegations that LM Kohn & Company failed to supervise Ehnot. FINRA Public Disclosure reveals that Ehnot has been subject to an additional twenty-eight disclosure incidents. Particularly, on December 23, 1992, a customer initiated […]

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LM Kohn And Company Named In Customer Arbitration Claim

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