Tag Archives: L&M Financial Services

Customer Accuses L&M Financial Of Suitability

January 10, 2018  |   Posted by :   |   Failure to Diversify, Investment and Regulatory News   |   0 Comments

Lauren Anne Ferrante, of Parma, Ohio, a stockbroker formerly registered with L&M Financial Services, is the subject of a customer initiated investment related written complaint on May 9, 2016, in which the customer requested $100,000.00 in damages based upon allegations that Ferrante effected unsuitable equity transactions in the customer’s account and failed to diversify the […]

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