Tag Archives: Lisa Dawn Peake

Edward Jones Stockbroker Fired For Unregisterd Sales Assistant

January 06, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Lisa Dawn Peake of Vancouver Washington a stockbroker formerly employed by Edward Jones has been discharged on December 12, 2016 supported by Edward Jones’ accusations that Peake consistently failed to abide by the firm’s policies and allowed an unregistered person to engaged in sales activities with customers of the firm. Financial Industry Regulatory Authority (FINRA) […]

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