Tag Archives: Levitt

Former Direct Participation Programs Rep Barred by FINRA for Failure to Cooperate with FINRA Investigation

Matthew Joel Levitt of Redlands, CA, a former direct participation programs representative with Equinox Securities, Inc., was barred from association with any FINRA registered firm in all capacities after Levitt failed to cooperate with a FINRA investigation concerning Levitt’s offered and sale of securities while employed with Equinox in violation of NASD, FINRA, and federal […]

Read More »