Tag Archives: Leslie George Markus

Ameriprise Broker Charged With Unauthorized Trading

November 28, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Leslie George Markus, Jr. of Center Valley, Pennsylvania, a stockbroker formerly registered with Ameriprise Financial Services, Inc., has been charged in a Complaint by Financial Industry Regulatory Authority (FINRA) Department of Enforcement alleging that Markus effected unauthorized trades in customer accounts, and falsified statements to FINRA personnel in regard to his trading activities. Department of […]

Read More »