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Oppenheimer Sued By Customer For Failure To Supervise

February 20, 2018 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, Churning, Investment and Regulatory News | 0 Comments

Leslie Brian Flaum of Melville New York is a stockbroker formerly registered with Oppenheimer who is the subject of a customer initiated investment related arbitration claim in which the customer sought over one million one-hundred eight thousand dollars in damages based upon accusations that Flaum failed to supervise a registered representative who breached his fiduciary […]

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Oppenheimer Sued By Customer For Failure To Supervise

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