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J.P. Turner Broker Charged with Fraud

September 11, 2015 | Posted by : Guiliano Law Group | Failure To Supervise, Investment and Regulatory News, Mutual Fund Fraud | 0 Comments

Leonard Allen Goldberg, a former registered representative with both J.P. Turner & Company, LLC, as well as Newport Coast Securities, Inc., has been charged by FINRA’s Department of Enforcement in a Complaint alleging Goldberg engaged in multiple forms of securities fraud; unsuitable mutual fund switching/trading; exercising of discretion without written authorization; falsification of electronic records, […]

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J.P. Turner Broker Charged with Fraud

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