Tag Archives: Legend Equities

Legend Equities Broker Suspended For Suitability

October 16, 2017  |   Posted by :   |   Unsuitable Investment Recommendations, Variable Annuites   |   0 Comments

Walter Joseph Marino, of Dix Hills, New York, a stockbroker formerly registered with Legend Equities, has been suspended for one year from associating with a Financial Industry Regulatory Authority (FINRA) member in any capacity according to an Order Accepting Offer of Settlement containing findings that Marino made unsuitable variable annuity recommendations and misrepresentations to customers. […]

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