William Andrew Hightower (also known as Bill Hightower) of Houston Texas a stockbroker formerly employed by Legacy Asset Securities Inc. has been barred from being a stockbroker or an investment adviser representative or otherwise associating with any securities broker dealers or investment advisories according to an SEC Order based on Hightower pleading guilty to fraud. […]
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Tag Archives: Legacy Asset Securities
Legacy Asset Securities Stockbroker Barred For Fraud
July 11, 2020 | Posted by : Guiliano Law Group | Securities Arbitration Claims, Securities Fraud, Selling Away and Outside Activities | Comments Off on Legacy Asset Securities Stockbroker Barred For Fraud
Investors Sues Legacy Asset Securities For Stockbroker Ponzi Scheme
September 13, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Misappropriation of Funds, Ponzi Schemes, Securities Arbitration Claims, Selling Away and Outside Activities, Stockbroker Theft, Unauthorized Trading | 0 Comments
William Andrew Hightower of Houston Texas a stockbroker formerly registered with Legacy Asset Securities Inc. is referenced in a customer initiated investment related arbitration claim where the customer sought unspecified damages supported by accusations that (1) the customer’s account had been liquidated by Hightower without the customer’s authorization and (2) funds were improperly used to […]
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